Katrina M. Boice

Of Counsel
Education

University of Wyoming, College of Law, Juris Doctor,
University of Wyoming, Bachelor of Science, Accounting and Finance

Katrina M. Boice represents clients in securities arbitration matters before FINRA and securities litigation matters in state and federal courts. Ms. Boice began her career in 2008 and has gained valuable knowledge in the industry.

Ms. Boice is a member of the Public Investors Arbitration Bar Association and has served on its membership committee, annual meeting committee and bar journal committee. Ms. Boice has spoken before law students and professional groups on various topics which include social media, the handling of securities arbitration and litigation involving brokerage firms.

In May 2017, Ms. Boice was nominated as a public member of the National Arbitration and Mediation Committee (NAMC) of the Financial Industry Regulatory Authority (FINRA) which is the advisory group that provides recommendations on rules, regulations and procedures governing arbitrations, mediations and dispute resolution.

In May 2017, Ms. Boice was elected to be part of the Discovery Task Force Committee (DTFC) of the Financial Industry Regulatory Authority (FINRA) which is the advisory group, established in conjunction with a directive from the U.S. Securities & Exchange Commission, that will review substantive issues relating to discovery in arbitration proceedings that are conducted under the auspices of the FINRA Code of Arbitration Procedure.

Ms. Boice earned both her Bachelor of Science and Juris Doctor from the University of Wyoming.

Ms. Boice is licensed to practice law in California and Idaho.

Presentations and Publications

  • “FINRA Six–Year Eligibility Rule 12206: The Purchase Date is Often Not the Triggering “Occurrence or Event Giving Rise to a Claim”, PIABA Bar Journal Vol. 20, No. 1 (2013)
  • The Time for a Uniform Fiduciary Duty Is Now, St. John's Law Review, Vol. 87: Iss. 2 & 3, 313 (2013)
  • Market Adjusted Damages in the FINRA Forum, PIABA Bar Journal Volume 21, No. 2 (2014), reprinted in the Consumer Attorneys Associations for Southern California Advocate (April 2016)
  • The Use of Third Party Subpoenas to Determine a Brokerage Firm’s Pre-Hiring Due Diligence and Post-Hiring Supervision, Public Investors Arbitration Bar Association (2015)
  • Public Investors Arbitration Bar Association (PIABA) Annual Meeting, October 2011: “Using Social Media to Conduct Due Diligence.”
  • Pepperdine University, November 2011: “Using Social Media to Conduct Due Diligence.”
  • Public Investors Arbitration Bar Association (PIABA) Annual Meeting, October 2012: “Practitioner’s Guide Anatomy of Using Social Media in Arbitration.”
  • Public Investors Arbitration Bar Association (PIABA Annual Meeting, October 2013: Evaluating the Case and Cross-Jurisdictional Considerations
  • Public Investors Arbitration Bar Association (PIABA) Annual Meeting October 2015: “How to Streamline the Arbitration Presentation”
  • Public Investors Arbitration Bar Association (PIABA) Annual Meeting October 2016: “Case Management: The Key to Maximizing Client Returns and Growing Your Practice”
  • Financial Industry Regulatory Authority (FINRA), September 2017: “Securities Arbitration Committee Teleconference Series: Post Award Issues.”